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When determining the Independent Broker/Dealer for you (and your clients), Choose Wisely

1DB’s sole focus is ensuring that you have access to all the financial products and invesment services that will help to meet all of your clients’ needs. We allow our Independent Financial Consultants to select from a wealth of investment options including hundreds of mutual funds, fixed income securities and insurance products, as well as less traditional investments such as managed futures funds, emerging market securities and hedge funds, allowing you to select those avenues that will be most appropriate to meeting all of your clients’ goals.

We take our status as an Independent Broker/Dealer very seriously. 1DB conducts financial due diligence on the investment products we offer to ensure they meet appropriate requirements. However, we don’t show a preference for particular products or product families. 1DB never sets quotas or offers proprietary products, ensuring the autonomy of your decisions and the most appropriate investment choices for your clients. We will, however, always respond with up to the minute investment information or the extensive research you need to make better, more informed choices.

To help you make the most of your time, our Web-based trading platform, TradeVantage Pro, provides dynamic access to your clients' accounts as well as real time industry developments. Our state of the art financial technologies, which include an active trading capability, allow our Independent Financial Consultants to streamline their trading and research efforts and run their business more efficiently.

 

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“When an IFC calls with an issue, we not only have the knowledge, but the authority to solve it. So they can get an answer quickly and get on with their business.”

- Yulia Kalk
Compliance

  
 

 


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© 1st Discount Brokerage, Inc. All rights reserved. Member FINRA and SIPC.
All accounts held by Ridge Clearing & Outsourcing are protected through the Securities Investor Protection Corporation (SIPC) and customers are afforded the benefits under the Securities Investor Protection Act of 1970. SIPC provides protection up to a $500,000 limit, of which $100,000 may be for cash balances. Information about SIPC protection, including a brochure, may be obtained directly from SIPC at www.sipc.org or (202) 371-8300.

In addition, Ridge Clearing & Outsourcing arranged for supplemental account protection through Customer Asset Protection Company (CAPCO), a licensed Vermont insurer which provides "Excess SIPC" protection of Full Net Equity of Securities and Cash, with no limitation on aggregate firm or per customer coverage. The additional securities and cash protection is of the same type and nature as provided by SIPC, but at a higher limit. Coverage is provided for the clearing operations of Ridge Clearing & Outsourcing (Ridge Clearing & Outsourcing), which includes all customer accounts that are cleared through Ridge Clearing & Outsourcing by its introducing broker-dealer clientele.
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